An appeal of a Family Court Order dated May 12, 2012.
SUPREME COURT OF THE STATE OF NEW YORK
APPELLATE DIVISION OF THE HARRUMPH JUDICIAL DEPARTMENT
| ______________________________
Lisa Harris,
Petitioner(there)
-Respondent(here)
-against-
Josh Harris
Respondent(there)
-Appellant(here)
______________________________ |
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Appellate Division Docket
2012-12345
Family Court File
45678
Family Court Docket
V-23456-09
(Linda Harris, petitioner) |
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Harris v Harris for Alice Elizabeth Harris | 29 March 2012 | page 2 of 38
Table of Contents
| Table of Authorities |
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3 |
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| Procedural History of the Case |
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4 |
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| Questions Presented for Review |
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6 |
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| Summary of the Facts |
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10 |
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| Argument |
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16 |
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| Original Record |
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31 |
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| Conclusion |
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32 |
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| Certificate of Compliance |
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38 |
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Harris v Harris for Alice Elizabeth Harris | 29 March 2012 | page 3 of 38
Table of Authorities
1. The New York State Bar Association Code of Judicial Conduct Canon 2 (§100.2) c.
A judge must not testify voluntarily as a character witness because to do so may lend the prestige of the judicial office in support of the party for whom the judge testifies. Moreover, when a judge testifies as a witness, a lawyer who regularly appears before the judge may be placed in the awkward position of cross-examining the judge.
2. The New York State Bar Association Code of Judicial Conduct Canon 3 (§100.3) (6) (a)
Ex parte communications … are authorized, provided the judge reasonably believes that no party will gain a procedural or tactical advantage as a result of the ex parte communication, and … allows an opportunity to respond.
Harris v Harris for Alice Elizabeth Harris | 29 March 2012 | page 4 of 38
Procedural History of the Case
Statement Pursuant to CPLR 5531:
1. Index Number:
The File Number in the trial court was 46388. The docket number was V-23456-09 (Lisa Harris, petitioner; Josh Harris, respondent).
2. Full Names:
The full names of the parties are set forth above. There have been no changes.
3. Court:
The action was commenced in the Family Court, Apple County.
4. Date:
The petition was submitted on May 12, 2009. The order granting ex parte relief was entered that same day and hour.
Harris v Harris for Alice Elizabeth Harris | 29 March 2012 | page 5 of 38
5. Object of the Action:
Order the trial court, please, to
(a) reject the petition as improper for including a third party statement or ex parte statement that prejudices the matter;
(b) vacate the ex parte relief and order of temporary custody entered in response to that improper petition, and any and all orders derived from and compounding that error;
(c) dismiss the case entirely;
6. Paper Appealed:
The appeal is from an order granting ex parte relief entered in Family Court, Apple County, dated May 12, 2009, made by The Honorable Judge Jane Potter.
7. Record by which Perfected:
With your permission, I perfect the appeal on the original record method, including only the initial petition and the order granting ex parte relief. Such a petition, if improper, cannot properly make further record.
Harris v Harris for Alice Elizabeth Harris | 29 March 2012 | page 6 of 38
Questions Presented for Review
1. Did an extraordinary court error leave this appellant no ordinary remedy?
2. Did a local judge attach an improper ex parte communication to the petition in this case?
3. Could such a petition be heard and decided without error?
4. Could that ex parte communication by a local judge deter counsel and representation for the respondent?
5. Was the petition in this case ever challenged by counsel for the respondent? Were its claims of fact or claims of law ever challenged?
6. Could counsel for the respondent have protected the court from error, and the child in this case from harm?
7. Does the harm to appellant and child continue, increase, and compound even now?
Harris v Harris for Alice Elizabeth Harris | 29 March 2012 | page 7 of 38
8. Does the court error threaten this child with imminent and irreparable harm because of the advanced age and poor health of her father, the appellant?
9. Allow this appeal beyond the ordinary time limit?
10. Allow appellant to perfect this appeal with only that improper petition as record?
11. Allow appellant to appeal as a poor person?
12. May a judge intervene for a petitioner in another court?
13. May a judge make a third-party or ex-parte communication to the court in favor of one party in a matter?
14. May a judge intervene as a third party in favor of a petitioner who is a personal friend?
15. May a judge intervene as a third party in favor of a petitioner if as a business partner the judge collects a percentage of the petitioner’s business revenues?
Harris v Harris for Alice Elizabeth Harris | 29 March 2012 | page 8 of 38
16. Could a third-party intervention by a judge for a petitioner prejudice the matter, and shield petition and petitioner from proper scrutiny, and render the court vulnerable to error?
17. Could a third-party intervention by a judge for a petitioner constitute improper judicial conduct?
18. Would a third-party intervention by a judge for a petitioner, if improper, require counsel for the respondent to raise that issue?
19. Would counsel be reluctant to raise the question of improper judicial conduct against a local judge?
20. Would counsel be reluctant to take up the cause of the respondent if that required her to challenge the judicial ethics of a local judge?
21. Does a Family Court judge err to accept a petition that refers to and includes a third-party statement in support of the petitioner from a longtime member of the Family Court Law Guardian Panel?
Harris v Harris for Alice Elizabeth Harris | 29 March 2012 | page 9 of 38
22. Does the court err to accept a petition that
a) calls for challenge by a well-trained legal professional,
b) intimidates and deters any such counsel or representation for the respondent?
23. Can an intricate and expensive court system deliver justice to a layman of modest means and his young daughter?
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Harris v Harris for Alice Elizabeth Harris | 29 March 2012 | page 10 of 38
Summary of the Facts
1999 (May 1):
Marriage:
Josh Harris (respondent, appellant):
then age 47, now age 60
Masters degree from Columbia University
former IBM Systems Engineer
former database consultant at J P Morgan and other Wall Street companies
18-month treatment for a recurrence of non-Hodgkins lymphoma in 1996-1997
as contractor working from home 1997-1999, builds some of the first commercial Internet databases in NYC area
Harris v Harris for Alice Elizabeth Harris | 29 March 2012 | page 11 of 38
Lisa Harris (petitioner):
then age 38, now age 50
psychiatric nurse, clinical specialist
(then) on disability for severe head injury inflicted by psychiatric inmate
(then) a recent bankruptcy and divorce
1999 (September 22, Wednesday):
Birth of only daughter, Alice Elizabeth.
Harris v Harris for Alice Elizabeth Harris | 29 March 2012 | page 12 of 38
2001
Josh Harris sells his apartment on Central Park West in Manhattan; buys womens fitness franchise location for new wife Lisa to operate.
2001-2009
Josh does Internet billing for own and another 200 fitness franchise locations in the US and Canada.
He works from home while wife Lisa travels for business.
He watches daughter Alice Elizabeth, and is the parent closest to her.
2007
Fitness franchise fails nationwide.
Harris v Harris for Alice Elizabeth Harris | 29 March 2012 | page 13 of 38
2008 (November 12)
The couple file Chapter 13 bankruptcy plan to repay business liens against home.
Wife Lisa threatens: “Josh, if you cannot save this house, there will be no more Alice for you.”
2009 (May 10, Sunday)
Josh and Alice rehearse their parts in a family wedding out of state. Wife Lisa declines her invitation and stays behind.
2009 (May 12, Tuesday)
Wife Lisa petitions Family Court with no warning to Josh and Alice.
Ten-year friends Paul and Toni Banner advise and assist petitioner.
Toni Banner attaches to the petition a signed statement of her own, citing the advice of Judge Paul Banner.
Harris v Harris for Alice Elizabeth Harris | 29 March 2012 | page 14 of 38
2009 (May 16, Saturday)
Petitioner Lisa brings a policeman and a process server to the house of the bride at dawn on the day of the wedding, wakes Alice, pulls her sobbing to a curbside rental car, locks her inside, and hurries her away.
All that day two hundred wedding guests ask about the suddenly-missing Alice.
2009 (June 2, Tuesday)
First hearing, Apple County Family Court, Judge Jane Potter.
Carefully-chosen attorney for respondent returns her retainer upon reviewing the file and finding a statement from Judge Paul Banner and wife Toni attached to the petition.
Harris v Harris for Alice Elizabeth Harris | 29 March 2012 | page 15 of 38
Wife Lisa is given custody of Alice and allowed to remove her from the family home of ten years.
Tropea guidelines are ignored. Wife Lisa is allowed to take Alice to a remote town without asking whether Alice can still have two parents there. The court has unwittingly helped one parent complete a threat to exclude the other parent from the child’s life.
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Harris v Harris for Alice Elizabeth Harris | 29 March 2012 | page 16 of 38
ARGUMENT
Arranged under the points urged and questions raised for review:
1. Did an extraordinary court error leave this appellant no ordinary remedy?
Yes.
Though I argue Pro Se, I sense what an extraordinary appeal I make to the Appellate Division.
I learned this from a ten-year family friendship with a local judge.
That judge and family friend contrived this error. At heart this error was no error.
This was no ordinary court error.
This error left me no ordinary remedy.
2. Did a local judge attach an improper ex parte communication to the petition in this case?
Yes. That judge and family friend directed my then-wife to a new judge in Family Court, and sent his own wife with mine to attach an ex parte communication to the petition.
An old judge lured a new judge into error. The older judge lists himself as a member since 1983 of the Family Court Law Guardian Panel. The Family Court judge was new to her position.
Harris v Harris for Alice Elizabeth Harris | 29 March 2012 | page 17 of 38
3. Could such a petition be heard and decided without error?
No. That judge and family friend once explained to me why judicial ethics prohibit any such thing by a judge. A court cannot hear such a case without error, he explained. He was right.
4. Could that ex parte communication by a local judge discourage counsel and representation for the respondent?
Yes. My carefully-chosen attorney withdrew upon reading this petition. She returned a retainer and signed agreement just ahead of the fateful first hearing, too late for me to replace her. She gave as her reason the statement attached to the petition by the wife of a local judge and longtime member of the Family Court Law Guardian Panel.
Harris v Harris for Alice Elizabeth Harris | 29 March 2012 | page 18 of 38
In that statement the wife of the judge cited advice the judge had given the petitioner. The judge is a family friend and a business partner of the petitioner, and collects a percentage of the petitioner’s business revenue.
Through his wife the judge signaled a personal interest in the case and an opinion favoring the petitioner.
If I am mistaken to think so, so might others in the case be mistaken, and think this or fear this to my real and unmistakable disadvantage as respondent.
5. Was the petition in this case ever challenged by counsel for the respondent? Were its claims of fact or claims of law ever challenged?
No. To date this petition has never been challenged by counsel for the respondent. Neither its claims of fact nor it claims of law have been challenged.
In this form the improper petition
a) calls for challenge by a well-trained legal professional;
b) discourages any such counsel or representation for the respondent.
Harris v Harris for Alice Elizabeth Harris | 29 March 2012 | page 19 of 38
6. Could counsel for the respondent have protected the court from error, and the child in this case from harm?
Yes. Counsel for the respondent also protects a busy court from error.
Counsel for the respondent would demonstrate that
a) the petitioner lacks credibility;
b) the petitioner won disability payments for a head injury;
c) psychological testing found in the petitioner an alarming psychological profile;
c) the petition makes only vague and false allegations that do not in any case fall within the jurisdiction of Family Court;
d) the petitioner filed this petition shortly after solemnly vowing to exclude father and child from one another;
e) the petitioner abuses the trust of the court for purposes to which the court would never knowingly lend itself.
Harris v Harris for Alice Elizabeth Harris | 29 March 2012 | page 20 of 38
7. Does the harm to appellant and child continue, increase, and compound even now?
Yes. Alice has just five more years of school and five more years at home. These years will set a direction for her life.
The order of the court deprives Alice of her father’s family in these years. The order of the court prohibits me from leaving a single rural county with her. She cannot visit my family with me.
The order of the court ignored Tropea guidelines, and did not ask whether the child could still have two parents if removed from the family home by her mother.
Harris v Harris for Alice Elizabeth Harris | 29 March 2012 | page 21 of 38
8. Does the court error threaten this child with imminent and irreparable harm because of the advanced age and poor health of her father, the appellant?
Yes. I am sixty years of age this year. Having twice survived treatment for the same cancer, I cannot know how many more years I have for Alice. Those treatments have left me with poor walking balance and poor control of my left
hand. The child’s mother threatens me with jail unless I somehow come by amounts of money I may never again see in this lifetime.
9. Allow this appeal beyond the ordinary time limit?
Please.
This appeal asks exceptions of your court, I know.
This case began with an improper petition, I argue; a petition improper by design; a petition that by design left me no ordinary remedy.
Permit me the exceptions required, please.
Harris v Harris for Alice Elizabeth Harris | 29 March 2012 | page 22 of 38
10. Allow appellant to perfect this appeal with only that improper petition as record?
Please.
With your permission, I perfect this appeal with original papers:
1. The petition submitted in an ex-parte hearing, with an ex parte statement of support from a judge.
2. The order granting ex parte relief that same hour of that same day.
The petition refers to and includes a third-party or ex parte statement of support signed by the wife of a local judge and longtime member of the Family Court Law Guardian Panel.
If such petition is improper, or cannot be heard and decided without error, then no proper record can come from it, I argue.
If that third-party or ex parte communication is improper,
… or the intervention and conduct of that judge is improper,
… or the trial court judge (a new judge) erred in granting ex parte relief to such a petition,
… or anyone might reasonably suspect any of these possibilities to be true,
… or prospective counsel for the respondent might reasonably suspect or dread any of these possibilities,
then this petition could not be heard or decided without error, I argue, and no proper record can come from it.
Harris v Harris for Alice Elizabeth Harris | 29 March 2012 | page 23 of 38
11. Allow appellant to appeal as a poor person?
Please.
With your permission I appeal as a poor person. I will be sixty years of age this year. I have survived two bouts with non-Hodgkins lymphoma. I receive SNAPS (food stamp) aid.
Alice was my late-life baby. I love her more than my life. I don’t know how many more years I have for her. That time limit not even the Appellate Division can waive.
Harris v Harris for Alice Elizabeth Harris | 29 March 2012 | page 24 of 38
12. May a judge intervene for a petitioner in another court?
No, I argue. From my Table of Authorities:
The New York State Bar Association Code of Judicial Conduct Canon 2 (§100.2) c.
A judge must not testify voluntarily as a character witness because to do so may lend the prestige of the judicial office in support of the party for whom the judge testifies. Moreover, when a judge testifies as a witness, a lawyer who regularly appears before the judge may be placed in the awkward position of cross-examining the judge.
This, I argue, includes testimony by deposition or written statement, and testimony through a surrogate or spouse.
13. May a judge make a third-party or ex-parte communication to the court in favor of one party in a matter?
No, I argue. The proscription against ex parte communications concerning a proceeding includes communications with lawyers, law teachers, and other persons who are not participants in the proceeding.
Harris v Harris for Alice Elizabeth Harris | 29 March 2012 | page 25 of 38
14. May a judge intervene as a third party in favor of a petitioner who is a personal friend?
No, I argue.
Again the New York State Bar Association Code of Judicial Conduct:
Canon 2 (§100.2) b.
A judge shall not allow family, social, political or other relationships to influence the judge’s judicial conduct or judgment.
My then-wife and I and the judge and his wife were friends from the beginning of our ten-year marriage.
Harris v Harris for Alice Elizabeth Harris | 29 March 2012 | page 26 of 38
15. May a judge intervene as a third party in favor of a petitioner if as a business partner the judge collects a percentage of the petitioner’s business revenues?
No, I argue.
The judge and his wife collect a percentage of my then-wife’s business revenue. He and his wife many times urged me to make a similar arrangement with him and each time I declined. The judge was burdened with a garage-full of expensive air filters, for instance, and hoped that I might sell some for him; or, as he had, buy some to sell.
16. Could a third-party intervention by a judge for a petitioner prejudice the matter, and shield petition and petitioner from proper scrutiny, and render the court vulnerable to error?
Yes, I argue, if anyone in the proceeding might reasonably take his view as a foregone conclusion to the case, or might reasonably think that the wife of the judge speaks for the judge, and carries his inside knowledge of the court, its judges, and the petition process.
17. Could a third-party intervention by a judge for a petitioner constitute improper judicial conduct?
Yes, I argue.
Harris v Harris for Alice Elizabeth Harris | 29 March 2012 | page 27 of 38
18. Would a third-party intervention by a judge for a petitioner, if improper, require counsel for the respondent to raise that issue?
Yes, I argue. Counsel for the respondent would have that duty to her client if she took up his cause.
As an officer of the court, “commissioned to uphold the moral grandeur of the law,” she would have that duty to the court as well, to protect the integrity and credibility of the process.
Says The New York State Bar Association Code of Judicial Conduct:
Deference to the judgments and rulings of courts depends upon public confidence in the integrity and independence of judges. The integrity and independence of judges depends in turn upon their acting without fear or favor. Although judges should be independent, they must comply with the law, including the provisions of this Code. Public confidence in the impartiality of the judiciary is maintained by the adherence of each judge to this responsibility. Conversely, violation of this Code diminishes public confidence in the judiciary and thereby does injury to the system of government under law.
19. Would counsel be reluctant to raise the question of improper judicial conduct against a local judge?
Yes, I argue. Such a challenge might have grim consequences for her, the judge, or both.
20. Would counsel be reluctant to take up the cause of the respondent if that required her to challenge the judicial ethics of a local judge?
Yes, I argue. So hinted my carefully-chosen attorney when she read this petition. She then returned my retainer and withdrew just ahead of the fateful first hearing, too late for me to replace her.
21. Does a Family Court judge err to accept a petition that refers to and includes a third-party statement in support of the petitioner from a longtime Family Court Law Guardian Panel Member?
Yes, I argue, whether she erred in deference to a senior judge and longtime member of the Family Court Law Guardian Panel, or failed to consider that others might feel such deference and be swayed by it.
22. Does the court err to accept a petition that
a) calls for challenge by a well-trained legal professional and
b) intimidates and deters any such counsel or representation for the respondent?
Yes, I argue. Such an extraordinary error leaves me no ordinary remedy.
Harris v Harris for Alice Elizabeth Harris | 29 March 2012 | page 30 of 38
23. Can an intricate and expensive court system deliver justice to a layman of modest means and his young daughter?
Yes, I hope.
Now only the judges of the Appellate Division can answer this.
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Harris v Harris for Alice Elizabeth Harris | 29 March 2012 | page 31 of 38
ORIGINAL RECORD
Bound under separate cover as Record on Appeal:
1. Petition by Lisa Harris
Dated May 12, 2009
Petition includes a second signed statement by the wife of a judge and longtime Family Court Law Guardian Panel Member, in which she cites the advice of the judge to the petitioner and suggests his opinion in favor of the petitioner.
2. Order of Temporary Custody
Relief granted ex parte and entered that same hour of that same day by The Honorable Judge Jane Potter.
Harris v Harris for Alice Elizabeth Harris | 29 March 2012 | page 32 of 38
Conclusion
In this case a local judge fast-tracked a Family Court petition for a family friend and business partner of his wife and himself.
A thirty-year member of the Law Guardian Panel for Family Court, he directed the petitioner to an ex parte hearing before a new judge at Family Court.
Through his wife he attached an ex parte statement to the petition that declared a personal interest in the case and an opinion favoring one party.
If I am mistaken about any or all of this, then so might others in the case be mistaken, and the petition could not then be heard or decided without error.
Here a long-time judge lured a new judge into error.
He raised a question of judicial misconduct that intimidated and deterred counsel and represention for the respondent. Counsel for the respondent returned a retainer and withdrew from the case upon finding that ex parte statement in the file on the eve of the fateful first hearing.
Harris v Harris for Alice Elizabeth Harris | 29 March 2012 | page 33 of 38
Counsel for the respondent protects not only the respondent. Counsel for the respondent also protects a busy court from error.
Counsel for the respondent might have protected this new judge from error.
By means of an ex parte statement from a long-time local judge, this petition evaded proper scrutiny.
Neither the petitioner nor the petition nor its claims of law nor its claims of fact were ever challenged or properly heard.
By design this petition could not be decided without error.
Your judge had other options, many other and better options.
The petitioner, Alice’s mother, petitioned Family Court while my daughter Alice and I were away rehearsing our parts in a family wedding. The petitioner had declined her own invitation to that wedding. She petitioned the court without warning of any kind to Alice or me.
Your judge might have suggested that the petitioner return with a properly amended petition, with no meddling by another judge; or return after the wedding; or return after speaking with me, the other parent; or all of these.
Harris v Harris for Alice Elizabeth Harris | 29 March 2012 | page 34 of 38
Instead the petitioner brought a policeman and process server to the house of the bride at dawn on the day of the wedding, woke our Alice, and pulled her away sobbing. All that day two hundred wedding guests asked about the suddenly-missing Alice.
This petitioner abused the trust of a new judge for purposes to which no judge would never knowingly lend herself.
Without your intervention, an over-busy lower court does not reverse or correct such an error, but only compounds it.
My Alice Elizabeth has lost her father, her father’s family, and half her future. I am outraged for her. So should we all be.
This is no way to decide the future of a child.
An authority that takes my child outreaches any capital case, and takes more.
An authority that takes my child may then take anything.
An authority that takes my child may then take everything.
Harris v Harris for Alice Elizabeth Harris | 29 March 2012 | page 35 of 38
An authority that takes my child without process and protection of law may then take from me any and every other process and protection of law; may, and has already; from me, and from all other persons: all who have a child, all who may ever have a child, and all who ever were a child.
Through a single hole may all the dignity of the law drain away; all its dignity, meaning, and power.
In August of 2011 a special task force of the ABA warned that a budget crisis threatened the capacity of the courts to deliver justice. Nowhere is that crisis worse than in Family Court.
Desperately overworked, Family Court menaces children and families.
Family Court is an overcrowded and understaffed parking garage where children and families are run down in the crush.
In the crush Family Court favors one parent over two, the high-conflict parent over the co-operative parent, and the worse parent over the better.
The one-parent solution costs the overworked court less time. Malicious petitioners know and exploit this. The worse parent petitions first.
Family Court compounds the harm it was meant to counter. Where the law lends itself to harm, we lose more to law than to lawlessness.
Harris v Harris for Alice Elizabeth Harris | 29 March 2012 | page 36 of 38
Family Court is that hole at the bottom of our legal system through which all the purpose of the law leaks away.
If the law is your life’s work, Family Court is the hole through which all your purpose leaks away.
If Family Court touches lives earlier than any other, what regard for law does Family Court teach a new generation?
I told my Alice Elizabeth to trust this process. Now her last school years tick away. Her last years at home tick away. Her father’s last years tick away. I turn sixty this year. I have twice survived months of cancer treatment. Unless you act, she might never again see her father alive. Make good my promise to her, please, while you can. Give her back two parents and two families in these difficult years that will set a direction for her life.
Send out this witness that our system works.
Order that the trial court reject this improper petition, please, and vacate any and all orders derived from and compounding that error.
Let this girl begin again while there is time.
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Harris v Harris for Alice Elizabeth Harris | 29 March 2012 | page 37 of 38
Certificate of Compliance
I hereby certify pursuant to 22 NYCRR § 670.10.3(f) that the foregoing brief was prepared on a computer. A monospaced typface was used, as follows:
Name of typeface: Courier
Point Size: 12
Line spacing: double
Approximate number of words in this brief: 3900, including
Procedural History of the Case (230),
Questions Presented for Review (430),
Summary of the Facts (440),
Argument (1930), and
Conclusion (880),
but excluding Table of Contents, Table of Authorities, Statement Pursuant to CPLR 5531, Original Record, and this Certificate of Compliance.
Harris v Harris for Alice Elizabeth Harris | 29 March 2012 | page 38 of 38
Dated March 29, 2012
Josh Harris
Appellant Pro Se
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